ROC & Corporate Law Compliance
Corporate Compliance, Governance & Secretarial Solutions for Businesses
Expert Corporate Legal Advisory
Corporate compliance is a critical aspect of running a business. Companies, LLPs, and other business entities are required to comply with various provisions of corporate laws, regulatory filings, governance requirements, and reporting obligations prescribed under applicable laws.
At DRKD Advisory Services, we provide comprehensive ROC & Corporate Law Compliance Services to startups, private limited companies, LLPs, established businesses, promoters, and investors. Our team assists clients in managing statutory compliance, corporate governance requirements, regulatory filings, corporate restructuring, and secretarial matters efficiently and effectively.
Request a Compliance ConsultationOur ROC & Corporate Law Services
Comprehensive Solutions for Corporate Compliance & Governance
Company Incorporation & Business Setup
We assist entrepreneurs and businesses in selecting appropriate business structures and completing incorporation formalities efficiently.
Includes: Private Limited Company Incorporation · One Person Company (OPC) Incorporation · Public Company Incorporation · Section 8 Company Registration · Business Structure Advisory
LLP Registration & Compliance
Specialized support for Limited Liability Partnerships covering formation and ongoing compliance requirements.
Includes: LLP Incorporation · LLP Agreement Drafting Support · Partner Changes · Annual Compliance Filings · Regulatory Compliance Support
Annual ROC Compliance
Ensuring timely completion of mandatory annual filing requirements under applicable corporate laws.
Includes: Annual Return Filing · Financial Statement Filing · Director Compliance Support · Statutory Registers Review · Compliance Calendar Management
Event-Based ROC Filings
Businesses frequently undertake transactions that trigger regulatory filing requirements. We assist in managing such compliances accurately and timely.
Includes: Director Appointment & Resignation · Change in Registered Office · Share Capital Changes · Charge Creation & Satisfaction · Other Event-Based Filings
Corporate Governance & Secretarial Compliance
Strong governance practices help businesses maintain regulatory compliance and improve stakeholder confidence.
Includes: Corporate Governance Advisory · Secretarial Compliance Support · Statutory Registers Maintenance · Board Meeting Compliance · Shareholder Meeting Compliance
Corporate Restructuring Advisory
Professional support relating to organizational restructuring and corporate changes.
Includes: Business Restructuring · Shareholding Restructuring · Corporate Reorganization · Regulatory Compliance Support · Transaction Advisory
Due Diligence & Compliance Reviews
Independent review of corporate records and compliance status to identify potential risks and improvement opportunities.
Includes: Secretarial Due Diligence · Compliance Health Checks · Corporate Record Review · Risk Identification · Corrective Action Advisory
Corporate Documentation & Advisory
Preparation and review of key corporate documents required for governance and compliance purposes.
Includes: Board Resolutions · Shareholder Resolutions · Corporate Documentation · Legal Compliance Support · Advisory Assistance
Contract Drafting
Professional drafting and review of business contracts, MOUs, agreements, shareholder agreements, and legal documents.
Company Incorporation Process
Step-by-step guidance for smooth company registration
Name Approval
Reserve your company name through RUN (Reserve Unique Name) application with MCA
DSC & DIN
Obtain Digital Signature Certificate and Director Identification Number for all directors
MOA & AOA
Draft Memorandum and Articles of Association defining company objectives and rules
Incorporation Filing
Submit SPICe+ form with all documents and receive Certificate of Incorporation
Annual Compliance Requirements
Essential ROC filings every company must complete
| Filing | Form Number | Due Date | Applicability |
|---|---|---|---|
| Annual Return | MGT-7 | Within 60 days of AGM | All Companies |
| Financial Statements | AOC-4 | Within 30 days of AGM | All Companies |
| DIR-3 KYC | DIR-3 KYC | 30th September | All Directors |
| Annual General Meeting | AGM | Within 6 months of FY end | All Companies |
| Board Meetings | Board Meetings | At least 4 per year | All Companies |
Specialized Expertise
Corporate compliance is not limited to annual ROC filings. It plays an important role in governance, investor confidence, business expansion, fundraising, restructuring, and regulatory risk management.
- Startup & Business Structuring — Advisory support relating to entity selection, business structuring, promoter arrangements, and compliance planning.
- Corporate Compliance Management — Assistance in establishing and maintaining structured compliance systems for ongoing regulatory requirements.
- Corporate Governance Advisory — Supporting businesses in implementing sound governance practices and compliance controls.
- Fundraising & Investor Readiness — Corporate law support relating to investments, shareholder matters, due diligence requirements, and investor transactions.
- Business Expansion & Restructuring — Advising businesses on compliance implications arising from growth initiatives, restructuring exercises, and organizational changes.
- Regulatory & Secretarial Advisory — Professional guidance on regulatory requirements, corporate actions, and governance-related matters.
Who We Support
Tailored Corporate Compliance Solutions for Diverse Business Needs
Startups & Emerging Businesses
Business setup, incorporation, compliance framework implementation, and ongoing regulatory support.
Private Limited Companies
Comprehensive ROC compliance, governance support, and corporate advisory services.
LLPs & Partnership Structures
Formation support, annual compliances, partner-related filings, and regulatory assistance.
Growing Enterprises
Compliance management, restructuring support, and governance advisory as businesses scale.
Established Corporates
Advanced compliance management, due diligence support, governance reviews, and corporate advisory services.
Investors & Promoters
Support relating to corporate structuring, shareholding matters, compliance reviews, and strategic transactions.
Beyond Corporate Compliance
Corporate Law Advisory That Supports Business Growth
Corporate compliance should not be viewed merely as a statutory obligation. Strong governance and regulatory compliance create a foundation for sustainable growth, investor confidence, business continuity, and risk management.
This work connects seamlessly with our FEMA & RBI Compliance, Finance & Virtual CFO and Income Tax services — one integrated team behind your business.
Why Choose DRKD Advisory Services
A Trusted Partner for Corporate Compliance & Governance
Experienced Professionals
Our team comprises experienced professionals with expertise ranging from 5 years to 37+ years across corporate law, taxation, finance, compliance, and advisory functions.
Advisory-Led Approach
We focus not only on regulatory filings but also on governance, compliance management, business structuring, and long-term value creation.
Integrated Expertise
Clients benefit from access to accounting, taxation, finance, compliance, payroll, corporate law, and business advisory professionals under one platform.
Technology-Enabled Service Delivery
Digital workflows, compliance tracking systems, secure document management, and technology-enabled processes designed to improve efficiency and accuracy.
Practical & Responsive Support
Timely guidance on compliance requirements, regulatory changes, corporate actions, and governance matters.
Personalized Client Service
Solutions tailored to the unique requirements, business structures, and objectives of each client.
Our Approach
A Structured Process Designed for Compliance and Governance
Understanding Your Requirements
We begin by understanding your business structure, compliance obligations, corporate objectives, and specific requirements.
Analysis & Advisory
Our team evaluates applicable regulatory requirements, identifies compliance risks, and recommends practical solutions and strategies.
Compliance & Implementation Support
We assist with registrations, filings, governance requirements, documentation, and other compliance matters while ensuring timely execution.
ROC & Corporate Law Pricing
Indicative, starting-from pricing — final quotes depend on scope, volume and complexity
| Service | Price (INR) |
|---|---|
| Proprietorship Registration | from ₹3,000 |
| Partnership Firm Registration | ₹15,000 |
| LLP Incorporation | ₹15,000 |
| Private Limited / Limited Company Incorporation | ₹20,000 |
| ROC Annual Compliance – LLP (Form 8 & 11) | ₹20,000 |
| ROC Annual Compliance – Private Limited / Limited (AOC-4, MGT-7) | from ₹20,000 |
| Event-Based ROC Filings | Custom Proposal |
| Secretarial Due Diligence & Compliance Reviews | Custom Proposal |
| Corporate Restructuring Advisory | Custom Proposal |
Important Note: Pricing ranges vary depending on project scope, customization level, integrations, automation complexity, timeliness and support requirements. Detailed proposals are shared after understanding business requirements.
Need Professional ROC & Corporate Law Support?
Whether you require company incorporation, ROC compliance, LLP compliance, corporate restructuring advisory, governance support, due diligence services, or ongoing secretarial assistance, our team is ready to help.